We provide financial professionals with everything they need to grow the practice of their dreams — for them and for their clients.
We provide financial professionals with everything they need to grow the practice of their dreams — for them and for their clients.
Our Values
Business model flexibility
Choose how you grow your business — brokerage, advisory, planning, or a combination. Regardless of how you plan to grow, there’s an entity for you. From Park Avenue Securities (PAS), the dual-registrant broker-dealer and corporate RIA, to Park Avenue Investment Advisory (PAA), the standalone RIA, or a hybrid, there’s a good fit for you and your practice.
We provide you access to a suite of product, technology, practice management, and service solutions to always help you gather, manage, and service clients more efficiently.
Objective wealth management
While focus on protection is the core building block to any grounded financial strategy, there are additional ways to complement your clients’ risk management approach to further help them grow and protect their assets. Whether it’s building a long-term investment strategy for retirement, saving for college, or capital preservation, we can help you step forward to be the trusted financial professional and do what’s right for your clients.
Building a comprehensive financial strategy requires access to a variety of objective investment solutions to match your clients’ needs, and put you both in control — from Advisory solutions, brokerage accounts, alternatives, high-net worth offerings, cash management, financial planning, and more.
A “you-first” approach to wealth management means you and your clients’ needs are placed first, and that you are empowered to provide recommendations in your clients’ interest. You-first means access to objective investment solutions. It means accessing a suite of investment products that support multiple goals and are available to your clients during all life stages. It means ensuring you have a competitive platform at your disposal to offer what your clients need. It means the support of your broker-dealer, RIA, and a mutual company with 160 years of experience. It means making wealth management business easy to do.
Simplified technology solutions
Taking advantage of our on-platform investment capabilities allows you to create a repeatable advisory business model to efficiently grow, manage, and service your wealth management business to scale. These evolving, integrated technology solutions save you and your staff time, create a more streamlined client experience, and help you better serve your clients.
Practice management to help you grow your business
We provide centralized, regional support to help you grow your business.
Transition Management
Our Transition Management Team delivers customized, hands-on support to onboard, and transition experienced financial professionals. The Transition Management Team:
As part of our offering, you may also qualify for the Transition Assistance Program (TAP). TAP is an optional program which provides eligible recruits forgivable loans to help ease their transition.
Regardless of your needs, we are here to support you and your growth.